Client Forms

Gordon D. Ellis, Jr. and Daryl R. Ellis are agents collectively licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of LA, FL, GA, MN, MS, OH, TX, VA, WY, AL, AZ, IN, MO, TN, and WA. No insurance business may be conducted outside these states referenced.

Gordon D. Ellis Jr CFP®, is a Member Agent of The Nautilus Group®, a Service of New York Life Insurance Company.

Gordon D. Ellis, Jr. and Daryl R. Ellis are Registered Representatives of and collectively offer securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency. In this regard, this communication is strictly intended for individuals residing in the states of LA, AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, MA, MD, MO, NC, NE, NM, OR, PA, SC, TN, TX, VA, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

Gordon D. Ellis, Jr. and Daryl R. Ellis are also separately registered as investment adviser representatives under Eagle Strategies LLC, a Registered Investment Adviser, collectively offering advisory services in the states of LA, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, MA, MD, MO, MS, NC, NE, NM, OR, PA, SC, TN, TX, VA, and WA. As such, these services are strictly intended for individuals residing in these states.

Ellis Insurance & Financial Group is not owned or operated by NYLIFE Securities LLC or its affiliates. Neither Ellis Insurance & Financial Group, its employees nor NYLIFE Securities LLC or its subsidiaries render tax, legal or accounting advice. Please consult your professional advisors regarding your particular situation.

Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete initial and ongoing certification requirements.